• Full Time
  • De Pere, WI
  • This position has been filled
  • Salary: Based on experience, contact us for details
Job ID: 137461


Are you an Associate Financial Advisor who has strong organizational and time-management skills? Are you an Associate Financial Advisor who is looking for a Direct Hire opportunity?

Our client is a team of certified financial planners.


As an Associate Financial Advisor, you will primarily assist the private wealth advisor in the financial planning workflow.

  • Assist financial advisor in working with clients to help them achieve their financial goals
  • Develop client relationship support by managing, gathering and analyzing client data
  • Help prepare financial plans
  • Work with clients to resolve issues and other practice management tasks as needed
  • Respond to requests, coordinate and track projects and/or manage daily projects
  • Prepare preliminary financial planning recommendations and initial product solutions for advisor review and use in client meetings
  • Identify clients to engage or re-engage in planning relationships
  • Prepare for client meetings focused on planning discussions
  • Gather and enter client data into their system
  • Work with the paraplanner to create planning deliverables
  • Perform case analysis and develop recommendations
  • Conduct and/or participate in client meetings to present recommendations and give advice
  • Answer questions and provide information to clients as it relates to servicing their accounts
  • Review and update client information as needed for client review meetings
  • Attend and participate in client meetings
  • Manage and resolve client service problems
  • Assess the client’s risk tolerance
  • Assess the client’s goals and time frame
  • Recommend portfolio and product solutions that will fit the client’s risk tolerance, goals and time frame
  • Run illustrations and hypotheticals for each client to help them determine which route to take
  • Execute appropriate trades to align with proposed portfolio
  • Implement key marketing activities including online client experience, client and prospect contact, referrals and networking and seminars and events


  • Must have 4+ years of similar experience as a financial advisor
  • Must have current Series 7, Series 66, Wisconsin Life Accident and Health insurance licenses
  • CFP designation is a plus
  • Must have a Bachelor’s degree
  • Computer savvy to learn new software quickly
  • Basic skillset in MSWD and intermediate in Excel
  • Any experience with Salesforce software is a plus
  • Professional, sales driven and excellent customer service skills
  • Excellent verbal/written communication skills
  • Strong multitasking and prioritizing skills
  • Strong organizational and time-management skills
  • Must have an entrepreneurial spirit and a desire to help grow the business
  • Extremely high attention to detail and accuracy
  • Ability to handle highly confidential information and adhere to rules and regulations
  • Team player and able to work in a small environment
  • Career orientated and strong work ethic


  • Paid holidays
  • Paid vacation
  • 401(k)


Hours: Monday – Thursday 8:00am – 5:00pm and Fridays 8:00am – 4:00pm, contact us for details

Length: Direct Hire

Pay for the Associate Financial Advisor position: Based on experience, contact us for details

Location: De Pere, WI

Job ID: 137461

Job descriptions may not include every responsibility or qualification of the position.

Equal Opportunity Employer of Minorities, Females, Protected Veterans and Individuals with Disabilities.

To learn more about Cadre and to view hundreds of immediate openings, please visit our website at www.cadreservices.com.